SEC Form 4 · accession 0001498290-17-000008
EDGEWATER TECHNOLOGY INC/DE/ · EDGW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick D. DiSanto
Director
Period of report
Jun 14, 2017
Accepted (ET)
Jun 16, 2017 · 2:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017968
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 14, 2017 | A | 2,700 | $0.01 | A | 58,700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $6.99 | Jun 14, 2017 | A | 5,400 | A | Jun 14, 2018 | Jun 14, 2023 | Common Stock | 5,400 | 5,400 | D |
Explanation of responses
- F1Restricted Stock Award at par value of $0.01 per share under the EDGW 2012 Omnibus Incentive Plan subject to forfeiture based on time vesting provisions.
- F2Option Grant vests quarterly over a one year period from the date of grant.