SEC Form 4 · accession 0001498290-17-000005
EDGEWATER TECHNOLOGY INC/DE/ · EDGW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick D. DiSanto
Director · 10% Owner
Period of report
May 16, 2017
Accepted (ET)
May 17, 2017 · 10:14 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017968
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | May 16, 2017 | P | 8,003 | $7.1677 | A | 574,847 | I | See Footnote |
| Common Stock, par value $0.01 per shareF2 | May 16, 2017 | P | 448 | $7.1677 | A | 30,355 | I | See Footnote |
| Common Stock, par value $0.01 per shareF3 | May 16, 2017 | P | 10,932 | $7.1663 | A | 688,353 | I | See Footnote |
| Common Stock, par value $0.01 per shareF4 | May 16, 2017 | P | 1,068 | $7.1663 | A | 46,301 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Catalyst Partners Institutional LP own the shares directly. Mr. DiSanto by virtue of his position as Chairman and CEO of Ancora Advisors,The general Partner of Catalyst Partners Institutional LP may be deemed to beneficially own the shares owned directly by Catalyst Partners Institutional LP.
- F2Catalyst Partners LP own the shares directly. Mr. DiSanto by virtue of his position as Chairman and CEO of Ancora Advisors, The general Partner of Catalyst Partners LP may be deemed to beneficially own the shares owned directly by Catalyst Partners LP.
- F3Merlin Partners Institutional LP own the shares directly. Mr. DiSanto by virtue of his position as Chairman and CEO of Ancora Advisors, The general Partner of Merlin Partners Institutional LP may be deemed to beneficially own the shares owned directly by Merlin Partners Institutional LP.
- F4Merlin Partners LP own the shares directly. Mr. DiSanto by virtue of his position as Chairman and CEO of Ancora Advisors, The general Partner of Merlin Partners LP may be deemed to beneficially own the shares owned directly by Merlin Partners LP.