SEC Form 4 · accession 0001498290-17-000003
EDGEWATER TECHNOLOGY INC/DE/ · EDGW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick D. DiSanto
Director · 10% Owner
Period of report
Mar 15, 2017
Accepted (ET)
Mar 16, 2017 · 10:48 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017968
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Mar 15, 2017 | P | 6,000 | $7.04 | A | 56,000 | D | |
| Common Stock, par value $0.01 per shareF1 | Mar 15, 2017 | P | 10,000 | $7.04 | A | 120,300 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These are shares held in separately managed accounts by Ancora Advisors LLC. Mr. DiSanto, solely by virtue of his position as Chairman and Chief Executive Officer of Ancora Advisors LLC, the investment advisor to the separately managed accounts, may be deemed to beneficially own the shares held in the separately managed accounts for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.