SEC Form 4 · accession 0001179110-18-004073
EDGEWATER TECHNOLOGY INC/DE/ · EDGW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Oakes
Officer — Chief Financial Officer
Period of report
Mar 9, 2018
Accepted (ET)
Mar 12, 2018 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017968
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2018 | M | 25,000 | $3.15 | A | 75,650 | D | |
| Common Stock | Mar 9, 2018 | M | 50,000 | $3.15 | A | 125,650 | D | |
| Common StockF1 | Mar 9, 2018 | M | 32,475 | $6.26 | D | 93,175 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $3.15 | Mar 9, 2018 | M | 25,000 | D | Mar 9, 2012 | Mar 9, 2018 | Common Stock | 25,000 | 50,000 | D |
| Stock Option | $3.15 | Mar 9, 2018 | M | 50,000 | D | Mar 9, 2012 | Mar 9, 2018 | Common Stock | 50,000 | 0 | D |
Explanation of responses
- F1Share surrendered to Company in a non-cash settlement of option exercise price and associated income tax obligations.