SEC Form 4 · accession 0001179110-17-004082

· EDGW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman, President and CEO · Director

Period of report

Mar 6, 2017

Accepted (ET)

Mar 7, 2017 · 3:26 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001017968

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 6, 2017	M	54,463	$3.15	A	483,063	D
Common Stock	Mar 6, 2017	M	54,463	$6.5003	D	428,600	D
Common Stock	Mar 7, 2017	M	40,000	$3.15	A	468,600	D
Common Stock	Mar 7, 2017	M	40,000	$6.5518	D	428,600	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option^F1	$3.15	Mar 6, 2017	M	54,463	D	—	Mar 9, 2018	Common Stock	54,463	45,537	D
Stock Option^F1	$3.15	Mar 7, 2017	M	40,000	D	—	Mar 9, 2018	Common Stock	40,000	5,537	D