SEC Form 5 · accession 0001179110-17-001762

· EDGW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Dec 31, 2016

Accepted (ET)

Feb 6, 2017 · 2:56 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001017968

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Nov 28, 2016	M	100	$2.84	A	50,750	D
Common Stock	Nov 28, 2016	M	100	$7.10	D	50,650	D
Common Stock	Nov 29, 2016	M	500	$2.84	A	51,150	D
Common Stock	Nov 29, 2016	M	500	$7.0453	D	50,650	D
Common Stock	Nov 29, 2016	M	200	$2.84	A	50,850	D
Common Stock	Nov 29, 2016	M	200	$7.11	D	50,650	D
Common Stock	Nov 30, 2016	M	887	$2.84	A	51,537	D
Common Stock	Nov 30, 2016	M	887	$6.9809	D	50,650	D
Common Stock	Dec 1, 2016	M	100	$2.84	A	50,750	D
Common Stock	Dec 1, 2016	M	100	$6.94	D	50,650	D
Common Stock	Dec 2, 2016	M	700	$2.84	A	51,350	D
Common Stock	Dec 2, 2016	M	700	$6.81	D	50,650	D
Common Stock	Dec 5, 2016	M	904	$2.84	A	51,554	D
Common Stock	Dec 5, 2016	M	904	$6.8034	D	50,650	D
Common Stock	Dec 6, 2016	M	46,609	$2.84	A	97,259	D
Common Stock	Dec 6, 2016	M	46,609	$6.6725	D	50,650	D
Common Stock	holding	—	—		—	3,035	I	By Employee Stock Purchase Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option	$2.84	Nov 28, 2016	M	100	D	Dec 10, 2010	Dec 10, 2016	Common Stock	100	49,900	D
Stock Option	$2.84	Nov 29, 2016	M	700	D	Dec 10, 2010	Dec 10, 2016	Common Stock	700	49,200	D
Stock Option	$2.84	Nov 30, 2016	M	887	D	Dec 10, 2010	Dec 10, 2016	Common Stock	887	48,313	D
Stock Option	$2.84	Dec 1, 2016	M	100	D	Dec 10, 2010	Dec 10, 2016	Common Stock	100	48,213	D
Stock Option	$2.84	Dec 2, 2016	M	700	D	Dec 10, 2010	Dec 10, 2016	Common Stock	700	47,513	D
Stock Option	$2.84	Dec 5, 2016	M	904	D	Dec 10, 2010	Dec 10, 2016	Common Stock	904	46,609	D
Stock Option	$2.84	Dec 6, 2016	M	46,609	D	Dec 10, 2010	Dec 10, 2016	Common Stock	46,609	0	D
Stock Option^F1	$3.15	holding	—	—	—	—	Mar 9, 2018	Common Stock	75,000	75,000	D
Stock Option^F1	$3.73	holding	—	—	—	—	Mar 26, 2019	Common Stock	42,500	42,500	D
Stock Option^F1	$4.04	holding	—	—	—	—	Sep 26, 2019	Common Stock	82,500	82,500	D
Stock Option^F1	$4.20	holding	—	—	—	—	Mar 6, 2020	Common Stock	37,500	37,500	D
Stock Option^F2	$6.89	holding	—	—	—	—	Mar 5, 2021	Common Stock	25,000	25,000	D
Stock Option^F2	$6.99	holding	—	—	—	—	Mar 6, 2022	Common Stock	37,500	37,500	D