SEC Form 5 · accession 0001179110-17-001760

· EDGW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman, President and CEO · Director

Period of report

Dec 31, 2016

Accepted (ET)

Feb 6, 2017 · 2:55 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001017968

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 9, 2016	M	90,000	$6.18	A	323,600	D
Common Stock	Dec 7, 2016	M	40,000	$2.84	A	363,600	D
Common Stock	Dec 7, 2016	M	40,000	$6.552	D	323,600	D
Common Stock	Dec 8, 2016	M	40,000	$2.84	A	363,600	D
Common Stock	Dec 8, 2016	M	40,000	$6.6327	D	323,600	D
Common Stock	Dec 9, 2016	M	105,000	$2.84	A	428,600	D
Common Stock	holding	—	—		—	36,880	I	By Employee Stock Purchase Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option	$6.18	Mar 9, 2016	M	90,000	D	Mar 10, 2007	Mar 10, 2016	Common Stock	90,000	0	D
Stock Option	$2.84	Dec 7, 2016	M	40,000	D	Dec 10, 2010	Dec 10, 2016	Common Stock	40,000	145,000	D
Stock Option	$2.84	Dec 8, 2016	M	40,000	D	Dec 10, 2010	Dec 10, 2016	Common Stock	40,000	105,000	D
Stock Option	$2.84	Dec 9, 2016	M	105,000	D	Dec 10, 2010	Dec 10, 2016	Common Stock	105,000	0	D
Stock Option^F1	$2.84	holding	—	—	—	—	Jun 16, 2017	Common Stock	75,000	75,000	D
Stock Option^F1	$3.15	holding	—	—	—	—	Mar 9, 2018	Common Stock	100,000	100,000	D
Stock Option^F1	$3.73	holding	—	—	—	—	Mar 26, 2019	Common Stock	85,000	85,000	D
Stock Option^F1	$4.20	holding	—	—	—	—	Mar 6, 2020	Common Stock	62,500	62,500	D
Stock Option^F2	$6.89	holding	—	—	—	—	Mar 5, 2021	Common Stock	40,000	40,000	D
Stock Option^F2	$6.99	holding	—	—	—	—	Mar 6, 2022	Common Stock	40,000	40,000	D