SEC Form 5 · accession 0001179110-17-001759

· EDGW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice President of HR

Period of report

Dec 31, 2016

Accepted (ET)

Feb 6, 2017 · 2:55 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001017968

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 9, 2016	M	14,500	$6.18	A	57,350	D
Common Stock	Mar 9, 2016	M	900	$7.3022	D	56,450	D
Common Stock	Mar 9, 2016	M	13,600	$6.802	D	42,850	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option	$6.18	Mar 9, 2016	M	14,500	D	Mar 10, 2007	Mar 17, 2016	Common Stock	14,500	0	D
Stock Option^F1	$3.15	holding	—	—	—	—	Mar 9, 2018	Common Stock	5,000	5,000	D
Stock Option^F1	$3.73	holding	—	—	—	—	Mar 26, 2019	Common Stock	10,500	10,500	D
Stock Option^F1	$4.04	holding	—	—	—	—	Sep 26, 2019	Common Stock	19,500	19,500	D
Stock Option^F1	$4.20	holding	—	—	—	—	Mar 6, 2020	Common Stock	17,500	17,500	D
Stock Option^F2	$6.89	holding	—	—	—	—	Mar 5, 2021	Common Stock	12,500	12,500	D
Common Stock^F2	$6.99	holding	—	—	—	—	Mar 6, 2022	Common Stock	12,500	12,500	D