SEC Form 5 · accession 0001179110-17-001758

· EDGW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Senior Vice President

Period of report

Dec 31, 2016

Accepted (ET)

Feb 6, 2017 · 2:55 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001017968

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 7, 2016	M	50,000	$2.84	A	182,445	D
Common Stock	Dec 7, 2016	M	50,000	$6.5932	D	132,445	D
Common Stock	Dec 15, 2016	M	11,645	$6.7187	D	120,800	D
Common Stock	holding	—	—		—	57,769	I	By Employee Stock Purchase Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option	$2.84	Dec 7, 2016	M	50,000	D	Dec 10, 2010	Dec 10, 2016	Common Stock	50,000	0	D
Stock Option^F1	$2.84	holding	—	—	—	—	Jun 16, 2017	Common Stock	15,000	15,000	D
Stock Options^F1	$3.15	holding	—	—	—	—	Mar 9, 2018	Common Stock	42,526	42,526	D
Stock Option^F1	$3.52	holding	—	—	—	—	Mar 7, 2019	Common Stock	14,396	14,396	D
Stock Option^F1	$3.73	holding	—	—	—	—	Mar 26, 2019	Common Stock	42,500	42,500	D
Stock Option^F1	$4.04	holding	—	—	—	—	Sep 26, 2019	Common Stock	82,500	82,500	D
Stock Option^F1	$4.20	holding	—	—	—	—	Mar 6, 2020	Common Stock	37,500	37,500	D
Stock Option^F2	$6.89	holding	—	—	—	—	Mar 5, 2021	Common Stock	25,000	25,000	D
Common Stock^F2	$6.99	holding	—	—	—	—	Mar 6, 2022	Common Stock	25,000	25,000	D