SEC Form 5 · accession 0001179110-17-001632
EDGEWATER TECHNOLOGY INC/DE/ · EDGW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy Leaming
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 3, 2017 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017968
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 3, 2016 | M | 14,000 | $2.90 | A | 48,130 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $2.90 | May 3, 2016 | M | 14,000 | D | Jun 8, 2012 | Jun 8, 2016 | Common Stock | 14,000 | 0 | D |
| Stock OptionF1 | $3.88 | holding | — | — | — | — | Jun 6, 2017 | Common Stock | 18,405 | 18,405 | D |
| Stock OptionF1 | $4.02 | holding | — | — | — | — | Jun 5, 2018 | Common Stock | 11,195 | 11,195 | D |
| Stock OptionF1 | $7.51 | holding | — | — | — | — | Jun 4, 2019 | Common Stock | 5,400 | 5,400 | D |
| Stock OptionF1 | $7.13 | holding | — | — | — | — | Jun 3, 2020 | Common Stock | 5,400 | 5,400 | D |
Explanation of responses
- F1These options are fully vested.