SEC Form 4 · accession 0001179110-16-032466
EDGEWATER TECHNOLOGY INC/DE/ · EDGW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Oakes
Officer — Chief Financial Officer
Period of report
Dec 2, 2016
Accepted (ET)
Dec 6, 2016 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017968
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 2, 2016 | M | 700 | $2.84 | A | 51,350 | D | |
| Common Stock | Dec 2, 2016 | M | 700 | $6.81 | D | 50,650 | D | |
| Common Stock | Dec 5, 2016 | M | 904 | $2.84 | A | 51,554 | D | |
| Common Stock | Dec 5, 2016 | M | 904 | $6.8034 | D | 50,650 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $2.84 | Dec 2, 2016 | M | 700 | D | Dec 10, 2010 | Dec 10, 2016 | Common Stock | 700 | 47,513 | D |
| Stock OptionF1 | $2.84 | Dec 5, 2016 | M | 904 | D | Dec 10, 2010 | Dec 10, 2016 | Common Stock | 904 | 46,609 | D |
Explanation of responses
- F1Stock option award vests at 33.3% per year from date of grant.