SEC Form 4 · accession 0001179110-16-032323

· EDGW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Nov 30, 2016

Accepted (ET)

Dec 2, 2016 · 4:19 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001017968

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Nov 30, 2016	M	887	$2.84	A	51,537	D
Common Stock	Nov 30, 2016	M	887	$6.9809	D	50,650	D
Common Stock	Dec 1, 2016	M	100	$2.84	A	50,750	D
Common Stock	Dec 1, 2016	M	100	$6.94	D	50,650	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option^F1	$2.84	Nov 30, 2016	M	887	D	Dec 10, 2010	Dec 10, 2016	Common Stock	887	48,313	D
Stock Option^F1	$2.84	Dec 1, 2016	M	100	D	Dec 10, 2010	Dec 10, 2016	Common Stock	100	48,213	D