SEC Form 5 · accession 0001179110-16-019228

· EDGW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Senior Vice President

Period of report

Dec 31, 2015

Accepted (ET)

Feb 16, 2016 · 2:03 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001017968

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F3	Mar 6, 2016	A	12,500	$0.01	A	132,445	D
Common Stock	holding	—	—		—	54,185	I	By Employee Stock Purchase Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Stock^F2	$6.99	Mar 6, 2015	M	25,000	A	Mar 6, 2016	Mar 6, 2022	Common Stock	25,000	25,000	D
Stock Option^F1	$2.84	holding	—	—	—	—	Dec 10, 2016	Common Stock	50,000	50,000	D
Stock Option^F1	$2.84	holding	—	—	—	—	Jun 16, 2017	Common Stock	15,000	15,000	D
Stock Options^F1	$3.15	holding	—	—	—	—	Mar 9, 2018	Common Stock	42,526	42,526	D
Stock Option^F1	$3.52	holding	—	—	—	—	Mar 7, 2019	Common Stock	14,396	14,396	D
Stock Option^F1	$3.73	holding	—	—	—	—	Mar 26, 2019	Common Stock	42,500	42,500	D
Stock Option^F1	$4.04	holding	—	—	—	—	Sep 26, 2019	Common Stock	82,500	82,500	D
Stock Option^F2	$4.20	holding	—	—	—	—	Mar 6, 2020	Common Stock	37,500	37,500	D
Stock Option^F2	$6.89	holding	—	—	—	—	Mar 5, 2021	Common Stock	25,000	25,000	D

F1These options are fully vested.
F2These options vest 33% per year from the date of grant.
F3Restricted stock award at the par value of $0.01 per share under the Edgewater Technology, Inc. 2012 Omnibus Incentive Plan, subject to forfieture, based on time vesting provisions.