SEC Form 4 · accession 0001179110-15-004485
EDGEWATER TECHNOLOGY INC/DE/ · EDGW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Clancey
Officer — EVP & Chief Technology Officer
Period of report
Mar 6, 2015
Accepted (ET)
Mar 9, 2015 · 10:31 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017968
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 6, 2015 | A | 20,000 | $0.01 | A | 218,300 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $6.99 | Mar 6, 2015 | A | 40,000 | A | Mar 6, 2016 | Mar 6, 2022 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1Option grant vests 33% per year from the date of grant.
- F2Restricted Stock Award at the par value of $.01 per share under the EDGW 2012 Omnibus Incentive Plan, subject to forfeiture, based on time vesting provisions.