SEC Form 5 · accession 0001179110-15-002473
EDGEWATER TECHNOLOGY INC/DE/ · EDGW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wayne Wilson
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 2:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017968
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Jun 4, 2014 | A | 2,700 | $0.01 | A | 58,430 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $7.51 | Jun 4, 2014 | A | 5,400 | A | Jun 4, 2015 | Jun 4, 2019 | Common Stock | 5,400 | 5,400 | D |
| Stock OptionF1 | $2.84 | holding | — | — | — | — | Jun 16, 2015 | Common Stock | 20,000 | 20,000 | D |
| Stock OptionF1 | $2.90 | holding | — | — | — | — | Jun 8, 2016 | Common Stock | 20,000 | 20,000 | D |
| Stock OptionF1 | $3.88 | holding | — | — | — | — | Jun 6, 2017 | Common Stock | 18,405 | 18,405 | D |
| Stock OptionF1 | $4.02 | holding | — | — | — | — | Jun 5, 2018 | Common Stock | 11,195 | 11,195 | D |
Explanation of responses
- F1These options are fully vested.
- F2Quarterly vesting for a one year period.
- F3Restricted stock award at the par value of $0.01 per share under the Edgewater Technology, Inc. 2012 Omnibus Incentive Plan, subject to forfieture, based upon time vesting provisions.