SEC Form 4 · accession 0001562180-16-003741

· SNBC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Dec 12, 2016

Accepted (ET)

Dec 13, 2016 · 1:32 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001017793

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Dec 12, 2016	A	14	$26.25	A	44,138	D
Common Stock	holding	—	—		—	5,599	I	Brian Kramer Trust
Common Stock	holding	—	—		—	459	I	by Spouse
Common Stock	holding	—	—		—	15,447	I	The CJ Management LLC PSP FBO Eli Kramer
Common Stock	holding	—	—		—	5,595	I	Tracy Kramer Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F3	$53.80	holding	—	—	—	—	Jan 22, 2018	Common Stock	1,217	1,217	D
Non-Qualified Stock Option (right to buy)^F4	$30.90	holding	—	—	—	—	Jan 15, 2019	Common Stock	1,582	1,582	D
Non-Qualified Stock Option (right to buy)^F5	$25.50	holding	—	—	—	—	Sep 24, 2020	Common Stock	9,300	9,300	D
Non-Qualified Stock Option (right to buy)^F6	$19.90	holding	—	—	—	—	Jan 21, 2020	Common Stock	2,632	2,632	D

F1Shares issued to Reporting Person by Issuer under the Issuer's Directors Deferred Fee Plan from investment into Issuer common stock of regular quarterly cash dividend payable on December 12, 2016.
F2Total includes Director Deferred Fee Plan Trust of 38,289 shares, which includes Restricted Stock Award of 1,500 shares granted 01/01/16 which vest one year from the date of grant; and Restricted Stock Award of 484 shares granted 12/31/15 which vest one year from the date of grant. Shares in the Director Deferred Fee Plan were previously reported as Indirect ownership.
F3First exercisable at the rate of one-fifth one year from the grant date of January 22, 2008 and one-fifth annually thereafter during such periods of continued service as a Director.
F4First exercisable at the rate of one-third on the second anniversary of the grant date of January 15, 2009 and one-third annually thereafter during such periods of continued service as a Director.
F525% is first earned and exercisable on September 24, 2010 and 25% annually thereafter.
F6First exercisable at the rate of one-fifth on the one-year anniversary of the grant date of January 21, 2010 and one-fifth annually thereafter during such periods of continued service as a Director.