SEC Form 4 · accession 0001384932-17-000001
DOVER MOTORSPORTS INC · DVD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A. Tatoian
Officer — Executive Vice President - COO
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 2:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017673
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.10 par valueF1 | Jan 3, 2017 | A | 20,000 | $0.00 | A | 138,289 | D | |
| Common Stock, $.10 par valueF1 | Jan 4, 2017 | F | 6,341 | $2.27 | D | 131,948 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares granted January 3, 2017 vest one-fifth per year beginning on the second anniversary of the grant date. Out of total securities beneficially owned in Column 5, 70,400 represent shares of restricted stock granted under the Company's Incentive Stock Plan in transactions exempt under Rule 16b-3 which have not yet vested (beneficial ownership in unvested shares is disclaimed for Section 16 purposes).