SEC Form 3 · accession 0001769922-19-000001
TRANSACT TECHNOLOGIES INC · TACT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond T Walsh Jr.
Officer — SVP, Global Restaurant Solutio
Period of report
Feb 27, 2019
Accepted (ET)
Mar 6, 2019 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $5.70 | holding | — | — | — | Oct 29, 2015 | Oct 29, 2024 | Common Stock | 1,500 | — | D |
| Stock OptionF1 | $6.76 | holding | — | — | — | Feb 26, 2016 | Feb 26, 2025 | Common Stock | 1,500 | — | D |
| Common StockF1 | $7.17 | holding | — | — | — | Feb 25, 2017 | Feb 25, 2026 | Common Stock | 750 | — | D |
| Stock OptionF1 | $8.30 | holding | — | — | — | May 22, 2018 | May 22, 2027 | Common Stock | 750 | — | D |
| Stock OptionF1 | $13.65 | holding | — | — | — | Mar 1, 2019 | Mar 1, 2028 | Common Stock | 3,000 | — | D |
| Stock OptionF1 | $10.34 | holding | — | — | — | Feb 27, 2020 | Feb 27, 2029 | Common Stock | 5,000 | — | D |
Explanation of responses
- F1Grant of non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant and expires 10 years after the grant date.