SEC Form 4 · accession 0001567619-19-005714
TRANSACT TECHNOLOGIES INC · TACT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Dillon
Director
Period of report
Feb 27, 2019
Accepted (ET)
Mar 1, 2019 · 12:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2019 | A | 900 | $0.00 | A | 13,075 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 27, 2019 | A | 4,800 | A | — | — | Common Stock | 4,800 | 4,800 | D |
| Restricted Stock UnitsF1 | — | Mar 1, 2019 | M | 900 | D | — | — | Common Stock | 900 | 2,700 | D |
Explanation of responses
- F1Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.
- F2The Restricted Stock Units convert to common stock on a one-for-one basis.
- F3The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.