SEC Form 4 · accession 0001567619-18-000421
TRANSACT TECHNOLOGIES INC · TACT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven A Demartino
Officer — President, CFO, Treas. & Secr.
Period of report
Aug 9, 2018
Accepted (ET)
Aug 10, 2018 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2018 | M | 4,308 | $7.45 | A | 57,243 | D | |
| Common StockF1 | Aug 9, 2018 | S | 4,308 | $14.60 | D | 52,935 | D | |
| Common Stock | Aug 10, 2018 | M | 692 | $7.45 | A | 53,627 | D | |
| Common StockF2 | Aug 10, 2018 | S | 692 | $14.36 | D | 52,935 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $7.45 | Aug 9, 2018 | M | 4,308 | D | May 27, 2011 | May 27, 2020 | Common Stock | 4,308 | 15,692 | D |
| Stock Option | $7.45 | Aug 10, 2018 | M | 692 | D | May 27, 2011 | May 27, 2020 | Common Stock | 692 | 15,000 | D |
Explanation of responses
- F1Represents the sale of 4,308 shares in 3 different transactions ranging from $14.52 to $14.82 per share, resulting in a weighted average sale price per share of $14.60. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range
- F2Represents the sale of 692 shares in 2 different transactions ranging from $14.35 to $14.40 per share, resulting in a weighted average sale price per share of $14.36. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range