SEC Form 4 · accession 0001245709-17-000002
TRANSACT TECHNOLOGIES INC · TACT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bart C Shuldman
Officer — Chairman and CEO · Director
Period of report
Sep 6, 2017
Accepted (ET)
Sep 8, 2017 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 6, 2017 | M | 700 | $5.24 | A | 12,514 | D | |
| Common Stock | Sep 6, 2017 | S | 700 | $9.80 | D | 11,814 | D | |
| Common Stock | Sep 7, 2017 | M | 700 | $5.24 | A | 12,514 | D | |
| Common Stock | Sep 7, 2017 | S | 700 | $9.50 | D | 11,814 | D | |
| Common Stock | Sep 8, 2017 | M | 99 | $5.24 | A | 11,913 | D | |
| Common Stock | Sep 8, 2017 | S | 99 | $9.55 | D | 11,814 | D | |
| Common Stock | holding | — | — | — | 4,800 | I | Daughters | |
| Common Stock | holding | — | — | — | 3,750 | I | Mother | |
| Common Stock | holding | — | — | — | 1,500 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $5.24 | Sep 6, 2017 | M | 700 | D | Feb 27, 2009 | Feb 27, 2018 | Common Stock | 700 | 20,300 | D |
| Stock Option | $5.24 | Sep 7, 2017 | M | 700 | D | Feb 27, 2009 | Feb 27, 2018 | Common Stock | 700 | 19,600 | D |
| Stock Option | $5.24 | Sep 8, 2017 | M | 99 | D | Feb 27, 2009 | Feb 27, 2018 | Common Stock | 99 | 19,501 | D |