SEC Form 4 · accession 0001245706-15-000001
TRANSACT TECHNOLOGIES INC · TACT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bart C Shuldman
Officer — Chairman and CEO · Director
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2015 | S | 6,843 | $7.91 | D | 9,470 | D | |
| Common StockF2 | Aug 11, 2015 | S | 3,598 | $7.84 | D | 5,872 | D | |
| Common StockF3 | Aug 12, 2015 | S | 3,559 | $7.79 | D | 2,313 | D | |
| Common Stock | Aug 12, 2015 | M | 1,500 | $7.90 | A | 3,813 | D | |
| Common Stock | holding | — | — | — | 4,800 | I | Daughters | |
| Common Stock | holding | — | — | — | 3,750 | I | Mother | |
| Common Stock | holding | — | — | — | 1,500 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $7.90 | Aug 12, 2015 | M | 1,500 | D | Jan 2, 2007 | Jan 2, 2016 | Common Stock | 1,500 | 11,000 | D |
Explanation of responses
- F1Represents the sale of 6,843 shares in 37 different transactions, ranging from $7.90 to $7.96 per share, resulting in a weighted average sale price per share of $7.91. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
- F2Represents the sale of 3,598 shares in 27 different transactions, ranging from $7.80 to $7.90 per share, resulting in a weighted average sale price per share of $7.84. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
- F3Represents the sale of 3,559 shares in 21 different transactions, ranging from $7.72 to $7.84 per share, resulting in a weighted average sale price per share of $7.79. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.