SEC Form 4 · accession 0001017303-19-000010

TRANSACT TECHNOLOGIES INC · TACT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman and CEO

Period of report

Feb 25, 2019

Accepted (ET)

Feb 27, 2019 · 6:24 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001017303

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F3,F1	Feb 25, 2019	A	13,298	$0.00	A	29,326	D
Common Stock^F4,F2	Feb 25, 2019	A	2,841	$0.00	A	32,167	D
Common Stock	holding	—	—		—	4,800	I	Daughters
Common Stock	holding	—	—		—	3,750	I	Mother
Common Stock	holding	—	—		—	1,500	I	Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Deferred Stock Units^F1	—	Feb 25, 2019	M	19,657	D	—	—	Common Stock	19,657	0	D
Restricted Stock Units^F2	—	Feb 25, 2019	M	4,200	D	—	—	Common Stock	4,200	4,200	D

F1Represents Deferred Stock Units granted on February 25, 2016 that have converted to common stock on a one-for-one basis.
F2Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.
F3Mr. Shuldman relinquished 6,359 shares of common stock of the 19,657 deferred stock units that converted to common stock on February 25, 2019 in order to pay the required income and payroll taxes.
F4Mr. Shuldman relinquished 1,359 shares of common stock of the 4,200 restricted stock units that converted to common stock on February 25, 2019 in order to pay the required income and payroll taxes.