SEC Form 4 · accession 0001017303-17-000057
TRANSACT TECHNOLOGIES INC · TACT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bart C Shuldman
Officer — Chairman and CEO · Director
Period of report
Sep 14, 2017
Accepted (ET)
Sep 18, 2017 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 14, 2017 | M | 680 | $5.24 | A | 12,494 | D | |
| Common StockF1 | Sep 14, 2017 | S | 680 | $9.41 | D | 11,814 | D | |
| Common Stock | Sep 15, 2017 | M | 14,720 | $5.24 | A | 26,534 | D | |
| Common StockF2 | Sep 15, 2017 | S | 14,720 | $9.23 | D | 11,814 | D | |
| Common Stock | holding | — | — | — | 4,800 | I | Daughters | |
| Common Stock | holding | — | — | — | 3,750 | I | Mother | |
| Common Stock | holding | — | — | — | 1,500 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $5.24 | Sep 14, 2017 | M | 680 | D | Feb 27, 2009 | Feb 27, 2018 | Common Stock | 680 | 14,720 | D |
| Stock Option | $5.24 | Sep 15, 2017 | M | 14,720 | D | Feb 27, 2009 | Feb 27, 2018 | Common Stock | 14,720 | 0 | D |
Explanation of responses
- F1Represents the sale of 680 shares in 15 different transactions ranging from $9.40 to $9.50 per share, resulting in a weighted average sale price per share of $9.41. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.
- F2Represents the sale of 14,720 shares in 54 different transactions ranging from $9.20 to $9.38 per share, resulting in a weighted average sale price per share of $9.23. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.