SEC Form 4 · accession 0001017303-17-000056
TRANSACT TECHNOLOGIES INC · TACT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven A Demartino
Officer — President, CFO, Treas. & Secr.
Period of report
Sep 14, 2017
Accepted (ET)
Sep 18, 2017 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 14, 2017 | M | 817 | $5.24 | A | 45,653 | D | |
| Common StockF1 | Sep 14, 2017 | S | 817 | $9.41 | D | 44,836 | D | |
| Common Stock | Sep 15, 2017 | M | 2,531 | $5.24 | A | 47,367 | D | |
| Common StockF2 | Sep 15, 2017 | S | 2,531 | $9.30 | D | 44,836 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $5.24 | Sep 14, 2017 | M | 817 | D | Feb 27, 2009 | Feb 27, 2018 | Common Stock | 817 | 18,283 | D |
| Stock Option | $5.24 | Sep 15, 2017 | M | 2,531 | D | Feb 27, 2007 | Feb 27, 2018 | Common Stock | 2,531 | 15,752 | D |
Explanation of responses
- F1Represents the sale of 817 shares in 15 different transactions ranging from $9.40 to $9.50 per share, resulting in a weighted average sale price per share of $9.41. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.
- F2Represents the sale of 2,531 shares in 22 different transactions ranging from $9.25 to $9.38 per share, resulting in a weighted average sale price per share of $9.30. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.