SEC Form 4 · accession 0001017303-17-000055
TRANSACT TECHNOLOGIES INC · TACT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven A Demartino
Officer — President, CFO, Treas. & Secr.
Period of report
Sep 11, 2017
Accepted (ET)
Sep 13, 2017 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 11, 2017 | M | 607 | $5.24 | A | 45,443 | D | |
| Common StockF1 | Sep 11, 2017 | S | 607 | $9.75 | D | 44,836 | D | |
| Common Stock | Sep 13, 2017 | M | 2,000 | $5.24 | A | 46,836 | D | |
| Common StockF2 | Sep 13, 2017 | S | 2,000 | $9.54 | D | 44,836 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $5.24 | Sep 11, 2017 | M | 607 | D | Feb 27, 2009 | Feb 27, 2018 | Common Stock | 607 | 21,100 | D |
| Stock Option | $5.24 | Sep 13, 2017 | M | 2,000 | D | Feb 27, 2009 | Feb 27, 2018 | Common Stock | 2,000 | 19,100 | D |
Explanation of responses
- F1Represents the sale of 607 shares in 6 different transactions ranging from $9.73 to $9.83 per share, resulting in a weighted average sale price per share of $9.75. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.
- F2Represents the sale of 2,000 shares in 21 different transactions ranging from $9.50 to $9.75 per share, resulting in a weighted average sale price per share of $9.54. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.