SEC Form 4 · accession 0001017303-17-000054
TRANSACT TECHNOLOGIES INC · TACT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bart C Shuldman
Officer — Chairman and CEO · Director
Period of report
Sep 11, 2017
Accepted (ET)
Sep 13, 2017 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 11, 2017 | M | 1,301 | $5.24 | A | 13,115 | D | |
| Common StockF1 | Sep 11, 2017 | S | 1,301 | $9.60 | D | 11,814 | D | |
| Common Stock | Sep 12, 2017 | M | 1,021 | $5.24 | A | 12,835 | D | |
| Common StockF2 | Sep 12, 2017 | S | 1,021 | $9.50 | D | 11,814 | D | |
| Common Stock | Sep 13, 2017 | M | 1,779 | $5.24 | A | 13,593 | D | |
| Common StockF3 | Sep 13, 2017 | S | 1,779 | $9.51 | D | 11,814 | D | |
| Common Stock | holding | — | — | — | 4,800 | I | Daughters | |
| Common Stock | holding | — | — | — | 3,750 | I | Mother | |
| Common Stock | holding | — | — | — | 1,500 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $5.24 | Sep 11, 2017 | M | 1,301 | D | Feb 27, 2009 | Feb 27, 2018 | Common Stock | 1,301 | 18,200 | D |
| Stock Option | $5.24 | Sep 12, 2017 | M | 1,021 | D | Feb 27, 2007 | Feb 27, 2018 | Common Stock | 1,021 | 17,179 | D |
| Stock Option | $5.24 | Sep 13, 2017 | M | 1,779 | D | Feb 27, 2007 | Feb 27, 2018 | Common Stock | 1,779 | 15,400 | D |
Explanation of responses
- F1Represents the sale of 1,301 shares in 14 different transactions ranging from $9.50 to $9.75 per share, resulting in a weighted average sale price per share of $9.60. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.
- F2Represents the sale of 1,021 shares in 11 different transactions ranging from $9.50 to $9.53 per share, resulting in a weighted average sale price per share of $9.50. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.
- F3Represents the sale of 1,779 shares in 9 different transactions ranging from $9.50 to $9.55 per share, resulting in a weighted average sale price per share of $9.51. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.