SEC Form 4 · accession 0001017303-17-000030
TRANSACT TECHNOLOGIES INC · TACT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas R Schwarz
Director
Period of report
May 12, 2017
Accepted (ET)
May 15, 2017 · 3:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 12, 2017 | A | 2,359 | $6.38 | A | 52,359 | D | |
| Common Stock | holding | — | — | — | 2,000 | I | Spouse | |
| Common Stock | holding | — | — | — | 3,000 | I | Daughter & Granddaughter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $6.38 | May 12, 2017 | M | 10,000 | D | May 15, 2008 | May 15, 2017 | Common Stock | 2,359 | 0 | D |
Explanation of responses
- F1Mr. Schwarz relinquished 7,641 shares of common stock of the 10,000 stock options that were exercised in a net settlement cashless exercise on May 12, 2017.