SEC Form 4 · accession 0001017303-17-000007
TRANSACT TECHNOLOGIES INC · TACT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven A Demartino
Officer — President, CFO, Treas. & Secr.
Period of report
Feb 25, 2017
Accepted (ET)
Mar 1, 2017 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2017 | A | 1,325 | $0.00 | A | 42,205 | D | |
| Common StockF2 | Feb 27, 2017 | A | 2,631 | $0.00 | A | 44,836 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 25, 2017 | M | 1,325 | D | — | — | Common Stock | 1,325 | 3,975 | D |
| Deferred Stock UnitsF2 | — | Feb 27, 2017 | M | 2,631 | D | — | — | Common Stock | 2,631 | 15,735 | D |
Explanation of responses
- F1Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.
- F2Represents Deferred Stock Units granted on February 27, 2014 that have converted to common stock on a one-for-one basis.