SEC Form 4 · accession 0001017303-16-000093
TRANSACT TECHNOLOGIES INC · TACT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas R Schwarz
Director
Period of report
Apr 28, 2016
Accepted (ET)
May 2, 2016 · 3:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 49,500 | D | ||
| Common Stock | holding | — | — | — | 3,975 | I | Spouse | |
| Common Stock | holding | — | — | — | 3,000 | I | Daughter & Granddaughter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Apr 28, 2016 | A | 2,000 | A | — | — | Common Stock | 2,000 | 2,000 | D |
Explanation of responses
- F1The Restricted Stock Units convert to common stock on a one-for-one basis.
- F2The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Unit vests 25% per year on each anniversary of the date of grant.