SEC Form 4 · accession 0001017303-16-000078
TRANSACT TECHNOLOGIES INC · TACT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bart C Shuldman
Officer — Chairman and CEO · Director
Period of report
Mar 1, 2016
Accepted (ET)
Mar 2, 2016 · 2:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Mar 1, 2016 | A | 7,450 | — | A | 9,950 | D | |
| Common Stock | holding | — | — | — | 4,800 | I | Daughters | |
| Common Stock | holding | — | — | — | 3,750 | I | Mother | |
| Common Stock | holding | — | — | — | 1,500 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1 | — | Mar 1, 2016 | M | 12,264 | D | — | — | Common Stock | 12,264 | 42,106 | D |
Explanation of responses
- F1Represents Deferred Stock Units granted on March 1, 2013 that have converted to common stock on a one-for-one basis.
- F2Mr. Shuldman relinquished 4,814 shares of common stock of the 12,264 deferred stock units that converted to common stock on March 1, 2016 in order to pay required income and payroll taxes.