SEC Form 4 · accession 0001017303-15-000057
TRANSACT TECHNOLOGIES INC · TACT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bart C Shuldman
Officer — Chairman and CEO · Director
Period of report
Nov 17, 2015
Accepted (ET)
Nov 19, 2015 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2015 | M | 2,200 | $7.90 | A | 6,013 | D | |
| Common StockF1 | Nov 17, 2015 | S | 2,200 | $8.88 | D | 3,813 | D | |
| Common Stock | Nov 18, 2015 | M | 719 | $7.90 | A | 4,532 | D | |
| Common StockF2 | Nov 18, 2015 | S | 719 | $8.80 | D | 3,813 | D | |
| Common Stock | Nov 19, 2015 | M | 7,345 | $7.90 | A | 11,158 | D | |
| Common StockF3 | Nov 19, 2015 | S | 7,345 | $8.52 | D | 3,813 | D | |
| Common Stock | holding | — | — | — | 4,800 | I | Daughters | |
| Common Stock | holding | — | — | — | 3,750 | I | Mother | |
| Common Stock | holding | — | — | — | 1,500 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $7.90 | Nov 17, 2015 | M | 2,200 | D | Jan 2, 2007 | Jan 2, 2016 | Common Stock | 2,200 | 8,800 | D |
| Stock Option | $7.90 | Nov 18, 2015 | M | 719 | D | Jan 2, 2007 | Jan 2, 2016 | Common Stock | 719 | 8,081 | D |
| Stock Option | $7.90 | Nov 19, 2015 | M | 7,345 | D | Jan 2, 2007 | Jan 2, 2016 | Common Stock | 7,345 | 736 | D |
Explanation of responses
- F1Represents the sale of 2,200 shares in 36 different transactions, ranging from $8.85 to $8.96 per share, resulting in a weighted average sale price per share of $8.88. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
- F2Represents the sale of 719 shares in 17 different transactions, ranging from $8.75 to $8.86 per share, resulting in a weighted average sale price per share of $8.80. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
- F3Represents the sale of 7,345 shares in 120 different transactions, ranging from $8.50 to $8.73 per share, resulting in a weighted average sale price per share of $8.52. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.