SEC Form 3 · accession 0001209191-16-098553
Silver Dragon Resources Inc. · SDRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kwan Fong Man
10% Owner
Period of report
Nov 30, 2015
Accepted (ET)
Feb 16, 2016 · 1:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017290
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per shareF1 | holding | — | — | — | 12,483,266 | D | ||
| Common Stock, par value $0.0001 per shareF2 | holding | — | — | — | 1,496,078 | I | See footnote 2. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are owned by Ms. Man Kwan Fong. On November 30, 2015, Ms. Man entered into a Joinder Agreement to a Voting Agreement with Ms. Chan King Yuet and other Company stockholders, as reported on Amendment No. 3 to the Schedule 13D of Ms. Chan and such other stockholders, filed on January 19, 2016, granting Ms. Chan voting, but not dispositive power over, nor a pecuniary interest in, such shares. As reported in such Amendment No. 3, Ms. Man is a member of a "group" with certain other stockholders for purposes of Section 13(d) of the Exchange Act.
- F2Ms. Man has shared voting and dispositive power over such shares, and may be deemed to beneficially own such shares. These shares are also subject to the Voting Agreement with Ms. Chan and Section 13(d) group described in footnote 1.