SEC Form 3 · accession 0001209191-16-097800
Silver Dragon Resources Inc. · SDRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Wung Pok Liu
10% Owner
Period of report
Nov 30, 2015
Accepted (ET)
Feb 12, 2016 · 11:06 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017290
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per shareF1 | holding | — | — | — | 3,376,760 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are owned by Mr. David Wung Pok Liu. On November 30, 2015, Mr. Liu entered into a Joinder Agreement to a Voting Agreement with Ms. Chan King Yuet and other Company stockholders, as reported on Amendment No. 3 to the Schedule 13D of Ms. Chan and such other stockholders, filed on January 19, 2016, granting Ms. Chan voting, but not dispositive power over, nor a pecuniary interest in, such shares. As reported in such Amendment No. 3, Mr. Liu is a member of a "group" with certain other stockholders for purposes of Section 13(d) of the Exchange Act.