SEC Form 3 · accession 0001140361-17-046352
Silver Dragon Resources Inc. · SDRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M. Fife
10% Owner
Period of report
Apr 21, 2017
Accepted (ET)
Dec 15, 2017 · 12:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017290
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par value | holding | — | — | — | 22,852,380 | D | ||
| Common Stock, $0.0001 par valueF1 | holding | — | — | — | 11,244,100 | I | By Iliad Research and Trading, LP | |
| Common Stock, $0.0001 par valueF1 | holding | — | — | — | 9,824,319 | I | By Tonaquint, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1* Reporting Person John M. Fife ("Mr. Fife") personally owns 22,852,380 shares of the Issuer's common stock and is the indirect beneficial owner of the Issuer's common stock owned by Reporting Persons Iliad Research and Trading, LP ("Iliad") and Tonaquint, Inc. ("Tonaquint"). Thus, the number of shares beneficially owned by Mr. Fife on the date of this filing was 43,920,799, which was 14.65% of the 299,802,647 shares of the Issuer's common stock outstanding on that date (as reported in the Issuer's schedule 14A, filed May 6, 2016), and represents the total number of Issuer's shares owned by Mr. Fife, Iliad, and Tonaquint.