SEC Form 4 · accession 0001593483-15-000001
RenovaCare, Inc. · RCAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Thomas Bold
Officer — President & CEO
Period of report
Jun 5, 2015
Accepted (ET)
Jun 8, 2015 · 1:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001016708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | Jun 5, 2015 | P | 5,000 | $1.00 | A | 5,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series D Stock Purchase WarrantF1,F3 | $1.10 | Jun 5, 2015 | P | 5,000 | A | Jun 5, 2015 | Jun 5, 2020 | Common stock | 5,000 | 15,000 | D |
Explanation of responses
- F1On June 5, 2015, Mr. Bold entered into a Subscription Agreement with the Company for the purchase of 5,000 units of the Company's equity securities at a price of $1.00 per Unit for an aggregate of $5,000. Each Unit consists of one share of common stock and one Series D Stock Purchase Warrant allowing Mr. Bold to purchase one share of common stock at a price of $1.10 per share for a period of five years and may be exercised on a cashless basis.
- F2Consists of 5,000 shares of common stock. Does not include a Series D Warrant to purchase 5,000 shares of common stock, and a vested option to purchase 10,000 shares of common stock or an option to purchase 10,000 shares of common stock that vests on December 1, 2015.
- F3Consists of a Series D Warrant to purchase up to 5,000 shares of common stock and a vested option to purchase up to 10,000 shares of common stock. Does not include an option to purchase up to 10,000 shares of common stock that vests on December 1, 2015.