SEC Form 4 · accession 0001016281-15-000118
CARRIAGE SERVICES INC · CSV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Donald Elliott
Other
Period of report
Aug 10, 2015
Accepted (ET)
Aug 11, 2015 · 12:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001016281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2015 | P | 4,500 | $23.09 | A | 34,109 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $22.58 | holding | — | — | — | — | Feb 24, 2022 | Common Stock | 38,000 | 38,000 | D |
| Stock OptionsF3 | $20.26 | holding | — | — | — | — | Feb 25, 2019 | Common Stock | 35,000 | 35,000 | D |
| Stock OptionsF4 | $16.73 | holding | — | — | — | — | May 22, 2018 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Includes 12,500 shares purchased through the Carriage Services, Inc. 401(K) Plan
- F2Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which will vest 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. These stock options expire on 2/24/2022.
- F3Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/25/2015 and 1/3 will vest on 02/25/2016 and 1/3 on 02/25/2017. These stock options expire on 02/25/2019.
- F4Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan for which 1/3 vested on 05/22/2014 and 1/3 vested on 05/22/2015 and 1/3 will vest on 05/22/2016. These stock options expire on 05/22/2018.