SEC Form 4/A · accession 0001016281-15-000057

CARRIAGE SERVICES INC · CSV

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — Executive Vice President

Period of report

Mar 26, 2015

Accepted (ET)

Mar 31, 2015 · 4:15 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001016281

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 26, 2015	S	13,675	$24.79	D	80,952	I	Corinne C. Heiligbrodt, LLC
Common Stock	Mar 27, 2015	S	6,990	$24.78	D	73,962	I	Corinne C. Heiligbrodt, LLC
Common Stock	holding	—	—		—	231,458	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F1	$22.58	holding	—	—	—	—	Feb 24, 2022	Common Stock	100,000	100,000	D
Stock Options^F2	$20.49	holding	—	—	—	—	Mar 3, 2019	Common Stock	100,000	100,000	D
Stock Options^F3	$16.73	holding	—	—	—	—	May 22, 2018	Common Stock	100,000	100,000	D

F1Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which will vest 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. These stock options expire on 2/24/2022.
F2Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which will vest 1/3 on 3/3/2015, 1/3 on 3/3/2016 and 1/3 on 3/3/2017. These stock options expire on 3/3/2019.
F3Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vest 1/3 on 05/22/2014, 1/3 on 05/22/2015 and 1/3 on 05/22/2016. These stock options expire on 05/22/2018.