SEC Form 4 · accession 0001016281-15-000026

CARRIAGE SERVICES INC · CSV

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Mar 3, 2015

Accepted (ET)

Mar 4, 2015 · 5:35 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001016281

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 3, 2015	F	5,143	$23.59	D	241,952	D
Common Stock	holding	—	—		—	94,627	I	Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F2	$22.58	holding	—	—	—	—	Feb 24, 2022	Common Stock	100,000	100,000	D
Stock Options^F3	$20.49	holding	—	—	—	—	Mar 3, 2019	Common Stock	100,000	100,000	D
Stock Options^F4	$16.73	holding	—	—	—	—	May 22, 2018	Common Stock	100,000	100,000	D

F1Represents shares withheld on March 3, 2015 to cover taxes associated with the vesting of shares of restricted stock granted on March 3, 2014.
F2Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which will vest 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. These stock options expire on 2/24/2022.
F3Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which will vest 1/3 on 3/3/2015, 1/3 on 3/3/2016 and 1/3 on 3/3/2017. These stock options expire on 3/3/2019.
F4Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vest 1/3 on 05/22/2014, 1/3 on 05/22/2015 and 1/3 on 05/22/2016. These stock options expire on 05/22/2018.