SEC Form 4 · accession 0001140361-15-035174
CARVER BANCORP INC · CARV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Colvin Grannum
Director
Period of report
Sep 15, 2015
Accepted (ET)
Sep 16, 2015 · 11:02 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001016178
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 8, 2015 | L | 300 | $7.23 | A | 1,300 | D | |
| Common StockF1 | Sep 9, 2015 | L | 200 | $7.70 | A | 1,500 | D | |
| Common StockF1 | Sep 14, 2015 | L | 240 | $6.20 | A | 1,740 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $5.41 | holding | — | — | — | Jun 25, 2016 | Jun 25, 2025 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1Includes stock awards granted pursuant to the Carver Bancorp, Inc. 2006 Stock Incentive Plan which vest in five equal annual installments commencing on June 25, 2016.
- F2Stock options granted pursuant to the Carver Bancorp, Inc. 2006 Stock Incentive Plan vest in five equal annual installments commencing on June 25, 2016.