SEC Form 4 · accession 0001140361-15-025755
CARVER BANCORP INC · CARV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ingrid LaMae deJongh
Director
Period of report
Jun 25, 2015
Accepted (ET)
Jun 29, 2015 · 3:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001016178
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 25, 2015 | A | 1,000 | $0.00 | A | 1,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $5.41 | Jun 25, 2015 | A | 1,000 | A | Jun 25, 2016 | Jun 25, 2025 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1Stock awards granted pursuant to the Carver Bancorp, Inc. 2006 Stock Incentive Plan vest in five equal annual installments commencing on June 26, 2016.
- F2Stock options granted pursuant to the Carver Bancorp, Inc. 2006 Stock Incentive Plan vest in five equal annual installments commencing on June 26, 2016.