SEC Form 4 · accession 0001016125-18-000105
ULTIMATE SOFTWARE GROUP INC · ULTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Phenicie
Officer — Senior VP, Workplace Sales
Period of report
Aug 2, 2018
Accepted (ET)
Aug 3, 2018 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001016125
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 2, 2018 | S | 600 | $276.071 | D | 43,470 | D | |
| Common StockF1,F3 | Aug 2, 2018 | S | 700 | $277.621 | D | 42,770 | D | |
| Common StockF1,F4 | Aug 2, 2018 | S | 3,500 | $279.773 | D | 39,270 | D | |
| Common StockF1,F5 | Aug 2, 2018 | S | 200 | $280.825 | D | 39,070 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on May 9, 2018.
- F2The sales price represents the weighted average sales price ranging in price from $275.750 to $276.270. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F3The sales price represents the weighted average sales price ranging in price from $277.070 to $278.000. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F4The sales price represents the weighted average sales price ranging in price from $279.170 to $280.020. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F5The sales price represents the weighted average sales price ranging in price from $280.490 to $281.160. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.