SEC Form 4/A · accession 0001016125-18-000068
ULTIMATE SOFTWARE GROUP INC · ULTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James A Fitzpatrick Jr.
Director
Period of report
May 3, 2018
Accepted (ET)
May 9, 2018 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001016125
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 3, 2018 | S | 400 | $245.183 | D | 10,200 | D | |
| Common StockF1,F3 | May 3, 2018 | S | 1,675 | $246.961 | D | 8,525 | D | |
| Common StockF1,F4 | May 3, 2018 | S | 2,300 | $248.162 | D | 6,225 | D | |
| Director Stock OptionF1 | May 3, 2018 | M | 3,750 | $14.72 | A | 9,975 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock OptionF1 | $14.72 | May 3, 2018 | M | 3,750 | D | Oct 27, 2008 | Oct 27, 2018 | Director Stock Option | 3,750 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on November 3, 2017.
- F2The sales price represents the weighted average sales price ranging in price from $244.820 to $245.800. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F3The sales price represents the weighted average sales price ranging in price from $246.240 to $247.070. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F4The sales price represents the weighted average sales price ranging in price from $247.670 to $245.500. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.