SEC Form 4 · accession 0001016125-18-000046
ULTIMATE SOFTWARE GROUP INC · ULTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alois T Leiter
Director
Period of report
Apr 17, 2018
Accepted (ET)
Apr 18, 2018 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001016125
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 17, 2018 | M | 3,750 | $32.54 | A | 170,550 | D | |
| Common StockF1 | holding | — | — | — | 1,315 | I | Held in custody account for minor child | |
| Common StockF2 | holding | — | — | — | 115 | I | Held in custody account for minor child (1) | |
| Common StockF2 | holding | — | — | — | 115 | I | Held in custody account for minor child (2) | |
| Common StockF2 | holding | — | — | — | 115 | I | Held in custody account for minor child (3) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option | $32.54 | Apr 17, 2018 | M | 3,750 | D | Apr 28, 2008 | Apr 28, 2018 | Common Stock | 3,750 | 0 | D |
Explanation of responses
- F1Held by William Salsburg, Mr. Leiter's father-in-law, FBO his grandchildren.
- F2Mr. Leiter is the trustee for the trust account for his minor child.