SEC Form 4 · accession 0001016125-17-000130
ULTIMATE SOFTWARE GROUP INC · ULTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Fitzpatrick Jr.
Director
Period of report
Nov 3, 2017
Accepted (ET)
Nov 6, 2017 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001016125
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Director Stock Option | Nov 3, 2017 | M | 3,750 | $32.54 | A | 14,650 | D | |
| Common StockF1,F2 | Nov 3, 2017 | S | 2,536 | $204.896 | D | 12,114 | D | |
| Common StockF1,F3 | Nov 3, 2017 | S | 2,049 | $206.953 | D | 10,065 | D | |
| Restricted Stock Award | Nov 6, 2017 | A | 511 | $0.00 | A | 10,576 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option | $32.54 | Nov 3, 2017 | M | 3,750 | A | Apr 28, 2008 | Apr 28, 2018 | Director Stock Option | 3,750 | 7,500 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on April 27, 2017.
- F2The sales price represents the weighted average sales price ranging in price from $204.500 to $205.220. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F3The sales price represents the weighted average sales price ranging in price from $206.300 to $207.250. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.