SEC Form 4 · accession 0001016125-17-000063
ULTIMATE SOFTWARE GROUP INC · ULTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Fitzpatrick Jr.
Director
Period of report
Apr 27, 2017
Accepted (ET)
Apr 28, 2017 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001016125
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 27, 2017 | M | 3,750 | $34.89 | A | 15,421 | D | |
| Common StockF1,F2 | Apr 27, 2017 | S | 4,630 | $198.949 | D | 10,791 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock OptionF1 | $34.89 | Apr 27, 2017 | M | 3,750 | D | Oct 23, 2007 | Oct 23, 2017 | Common Stock | 3,750 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on November 3, 2016.
- F2The sales price represents the weighted average sales price ranging in price from $198.555 to $199.120. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.