SEC Form 4 · accession 0001016125-17-000010
ULTIMATE SOFTWARE GROUP INC · ULTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Fitzpatrick Jr.
Director
Period of report
Feb 9, 2017
Accepted (ET)
Feb 9, 2017 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001016125
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2017 | M | 3,750 | $30.34 | A | 15,790 | D | |
| Common StockF1,F2 | Feb 9, 2017 | S | 4,632 | $192.998 | D | 11,158 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock OptionF1 | $30.34 | Feb 9, 2017 | M | 3,750 | D | Jul 24, 2007 | Jul 24, 2017 | Common Stock | 3,750 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on November 3, 2016.
- F2The sales price represents the weighted average sales price ranging in price from $192.650 to $193.350. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.