SEC Form 4 · accession 0001016125-16-000259
ULTIMATE SOFTWARE GROUP INC · ULTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Rogers
Officer — Senior VP, Technology
Period of report
Nov 8, 2016
Accepted (ET)
Nov 8, 2016 · 6:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001016125
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 8, 2016 | S | 300 | $204.10 | D | 75,879 | D | |
| Common StockF1,F2 | Nov 8, 2016 | S | 1,200 | $209.77 | D | 74,679 | D | |
| Common StockF1,F3 | Nov 8, 2016 | S | 500 | $210.89 | D | 74,179 | D | |
| Common StockF1,F4 | Nov 8, 2016 | S | 2,300 | $212.16 | D | 71,879 | D | |
| Common StockF1,F5 | Nov 8, 2016 | S | 400 | $213.12 | D | 71,479 | D | |
| Common StockF1,F6 | Nov 8, 2016 | S | 200 | $214.29 | D | 71,279 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on August 11, 2016.
- F2The sales price represents the weighted average sales price ranging in price from $209.45 to $210.25. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F3The sales price represents the weighted average sales price ranging in price from $210.48 to $211.38. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F4The sales price represents the weighted average sales price ranging in price from $212.00 to $212.90. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F5The sales price represents the weighted average sales price ranging in price from $213.02 to $213.21. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F6The sales price represents the weighted average sales price ranging in price from $214.13 to $214.45. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.