SEC Form 4 · accession 0001016125-16-000258
ULTIMATE SOFTWARE GROUP INC · ULTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Swick
Officer — Senior VP, Enterprise Sales
Period of report
Nov 8, 2016
Accepted (ET)
Nov 8, 2016 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001016125
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 8, 2016 | S | 700 | $204.10 | D | 62,136 | D | |
| Common StockF1,F2 | Nov 8, 2016 | S | 1,217 | $207.432 | D | 60,919 | D | |
| Common StockF1,F3 | Nov 8, 2016 | S | 3,629 | $208.415 | D | 57,290 | D | |
| Common StockF1,F4 | Nov 8, 2016 | S | 3,215 | $209.692 | D | 54,075 | D | |
| Common StockF1,F5 | Nov 8, 2016 | S | 3,315 | $210.57 | D | 50,760 | D | |
| Common StockF1,F6 | Nov 8, 2016 | S | 2,123 | $211.516 | D | 48,637 | D | |
| Common StockF1,F7 | Nov 8, 2016 | S | 1,843 | $212.666 | D | 46,794 | D | |
| Common StockF1 | Nov 8, 2016 | S | 100 | $214.87 | D | 46,694 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on August 10, 2016.
- F2The sales price represents the weighted average sales price ranging in price from $206.950 to $207.930. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F3The sales price represents the weighted average sales price ranging in price from $207.980 to $208.935. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F4The sales price represents the weighted average sales price ranging in price from $209.070 to $210.065. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F5The sales price represents the weighted average sales price ranging in price from $210.085 to $211.050. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F6The sales price represents the weighted average sales price ranging in price from $211.160 to $212.130. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F7The sales price represents the weighted average sales price ranging in price from $212.215 to $213.000. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.