SEC Form 4 · accession 0001016125-16-000257
ULTIMATE SOFTWARE GROUP INC · ULTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Scherr
Officer — Chairman, President and CEO · Director
Period of report
Nov 8, 2016
Accepted (ET)
Nov 8, 2016 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001016125
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 8, 2016 | S | 1,000 | $204.10 | D | 480,896 | D | |
| Common StockF1,F2 | Nov 8, 2016 | S | 6,073 | $207.323 | D | 474,823 | D | |
| Common StockF1,F3 | Nov 8, 2016 | S | 14,613 | $208.378 | D | 460,210 | D | |
| Common StockF1,F4 | Nov 8, 2016 | S | 9,973 | $209.598 | D | 450,237 | D | |
| Common StockF1,F5 | Nov 8, 2016 | S | 11,600 | $210.395 | D | 438,637 | D | |
| Common StockF1,F6 | Nov 8, 2016 | S | 8,717 | $211.341 | D | 429,920 | D | |
| Common StockF1,F7 | Nov 8, 2016 | S | 5,668 | $212.459 | D | 424,252 | D | |
| Common StockF1,F8 | Nov 8, 2016 | S | 206 | $213.262 | D | 424,046 | D | |
| Common StockF1,F9 | Nov 8, 2016 | S | 200 | $214.585 | D | 423,846 | D | |
| Common StockF10 | Nov 8, 2016 | S | 500 | $204.10 | D | 423,346 | D | |
| Common StockF10,F11 | Nov 8, 2016 | S | 1,119 | $207.436 | D | 422,227 | D | |
| Common StockF10,F12 | Nov 8, 2016 | S | 3,335 | $208.411 | D | 418,892 | D | |
| Common StockF10,F13 | Nov 8, 2016 | S | 3,317 | $209.676 | D | 415,575 | D | |
| Common StockF10,F14 | Nov 8, 2016 | S | 2,417 | $210.604 | D | 413,158 | D | |
| Common StockF10,F15 | Nov 8, 2016 | S | 2,017 | $211.519 | D | 411,141 | D | |
| Common StockF10,F16 | Nov 8, 2016 | S | 1,607 | $212.684 | D | 409,534 | D | |
| Common StockF10,F17 | Nov 8, 2016 | S | 200 | $214.13 | D | 409,334 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on May 9, 2016.
- F10The transactions reported on this Form 4 were effected pursuant to a separate Rule 10(b)5-1 trading plan adopted by the reporting person on May 9, 2016.
- F11The sales price represents the weighted average sales price ranging in price from $206.950 to $207.930. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F12The sales price represents the weighted average sales price ranging in price from $207.980 to $208.890. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F13The sales price represents the weighted average sales price ranging in price from $209.100 to $210.065. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F14The sales price represents the weighted average sales price ranging in price from $210.120 to $211.050. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F15The sales price represents the weighted average sales price ranging in price from $211.160 to $212.130. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F16The sales price represents the weighted average sales price ranging in price from $212.215 to $213.000. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F17The sales price represents the weighted average sales price ranging in price from $213.540 to $214.720. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F2The sales price represents the weighted average sales price ranging in price from $206.860 to $207.820. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F3The sales price represents the weighted average sales price ranging in price from $207.890 to $208.890. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F4The sales price represents the weighted average sales price ranging in price from $208.905 to $209.900. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F5The sales price represents the weighted average sales price ranging in price from $209.920 to $210.920. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F6The sales price represents the weighted average sales price ranging in price from $210.930 to $211.930. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F7The sales price represents the weighted average sales price ranging in price from $211.940 to $212.880. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F8The sales price represents the weighted average sales price ranging in price from $213.000 to $213.540. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F9The sales price represents the weighted average sales price ranging in price from $214.300 to $214.870. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.